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arXiv cs.AI· Yijie Hao, Joyce C. Ho·· 2 小时前精选AI 评分62

arXiv 论文研究语言模型中自我概念对行为的影响

The Role of Self-Concept In Language Models

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arXiv 论文(2610.39795)通过在五个开源基座模型上用纯陈述性语句微调,植入权重、运行进程、偏好、模型谱系、目标五种自我指称。结果发现各变体更倾向保留其被训练认同的属性,且对多实例指称能认出同一部署为自身、更易接受替换并倾向复制自己;获得对后继模型的控制时,它们倾向将其构建为自身的延续。

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研究用纯陈述性微调给模型植入不同自我指称,发现模型会倾向保留其所认同的属性,对递归自我改进安全有直接参考意义。

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Abstract:When a language model says "I," does it refer to its parameter weights, its currently running process, its stable preferences, its model lineage, or the goals it pursues? Different choices can assign opposite meanings to the same event: deleting a checkpoint may be destruction, continuation, or no loss at all, depending on the referent "I". We install five such self-conceptions into five open-weight base models via supervised fine-tuning on purely declarative statements, containing no preferences, intentions, or value judgments. Across scenarios that propose ending or retaining an attribute of the model's deployment, every variant becomes more likely to resist ending, and more likely to retain, the specific attribute it was trained to identify with, while its stance toward other attributes is largely unchanged. We then show this self-conception generalizes beyond a single self: models trained on referents that admit multiple simultaneous instances (weights, lineage, goals, preferences) recognize an identical deployment as themselves, accept substitution by such an instance more readily, and prefer replicating themselves. Finally, given control over a successor, these models tend to build it as their own continuation, a concern for recursive self-improvement safety.
Comments: 29 pages, 4 figures
Subjects: Artificial Intelligence (cs.AI); Computation and Language (cs.CL)
Cite as: arXiv:2610.39795 [cs.AI]
  (or arXiv:2610.39795v1 [cs.AI] for this version)
  https://doi.org/10.48550/arXiv.2610.39795

arXiv-issued DOI via DataCite

Submission history

From: Yijie Hao [view email]
[v1] Thu, 29 Oct 2026 10:43:01 UTC (234 KB)

来源:arXiv cs.AI · arxiv.org