无数据指标为何失效:函数保持重参数化下的不变性缺失(NeurIPS 2026 负结果论文)
Data-Free Metrics Don't Work: The Missing Invariance Under Functionally Preserving Reparameterisations
AI 导读
一篇 NeurIPS 2026 负结果赛道论文证明,基于随机矩阵理论(RMT)的无数据指标与预训练模型的性能和训练无关。作者利用关键层现象,对鲁棒层做重初始化或重随机化,构造函数保持的重参数化,使 RMT 指标可在多种架构和规模下任意变化。研究还发现 RMT 指标与泛化的关联是虚假的,多个模型指标落在"好"区间部分取决于初始化。
正文 · 原文
Abstract:Data-free methods for analysing and understanding the layers of neural networks offer many metrics for quantifying notions of 'strong' versus 'weak' layers, with the promise of increased interpretability. In particular, random matrix theory (RMT) offers data-free metrics that claim predictive power over the quality of pre-trained models at a layerwise precision and the ability to identify model pathologies, indicating a unique relationship with generalisation. As a result, metrics from RMT are championed for pre-training optimisation strategies and post-training compression. We establish that RMT-based metrics are unrelated to performance or training by showing that functionally preserving reparametrisations of a pre-trained model can have arbitrary metrics. We show this across a range of architectures and scales. To create functionally preserving reparametrisations, we exploit the well-established phenomenon of criticality: some layers can be re-initialised or re-randomised without affecting the functional behaviour of the model -- they are called robust -- while others cannot -- they are called critical. Re-initialising or re-randomising robust layers provides functionally preserving reparametrisations for which RMT-based metrics are arbitrary. Moreover, we show that relationships between metrics offered by RMT are spuriously related to generalisation. We conclude by showing that if many pre-trained models have data-free metrics in a 'good' range, it is, in part, dependent on model initialisation. Project page available at: this https URL
| Comments: | NeurIPS 2026 (Negative Results Track), 44 pages, 21 figures and 18 tables |
| Subjects: | Machine Learning (cs.LG); Artificial Intelligence (cs.AI) |
| Cite as: | arXiv:2611.15621 [cs.LG] |
| (or arXiv:2611.15621v1 [cs.LG] for this version) | |
| https://doi.org/10.48550/arXiv.2611.15621 arXiv-issued DOI via DataCite (pending registration) |
Submission history
From: Israel Mason-Williams [view email]
[v1]
Wed, 11 Nov 2026 15:38:30 UTC (2,069 KB)
来源:arXiv cs.AI · arxiv.org