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arXiv cs.AI· Aram Ebtekar, Marcus Hutter, Danica J. Sutherland·· 5 小时前AI 评分40

NeurIPS 2026立场论文:理解泛化需要通用归纳——Solomonoff归纳的相对化视角

Understanding Generalization Requires Universal Induction

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一篇 NeurIPS 2026 立场论文提出,经典统计理论无法解释通用 AI 模型的泛化成功,因为 No Free Lunch 定理对元学习同样成立,任何有效预测都必须始于数据之外的归纳偏置。作者将 Solomonoff 归纳相对化到信息视角,偏向可及性而非绝对简洁性,并论证算法只能凭借代码中额外信息超越该相对化归纳。论文认为,基于算法信息论的这一框架是解释现代 AI 泛化行为的根本途径。

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Abstract:Classical statistical theory is insufficient to explain the successes of general-purpose AI models, because it depends on handcrafted inductive biases that it cannot justify. No Free Lunch (NFL) theorems force any learner that beats chance on some environments to underperform on others. We might hope that past experience informs which environments to expect, but NFL applies equally to meta-learning. Thus, any method that makes meaningful predictions necessarily begins with an inductive bias external to the data. Choosing to bias toward short programs yields Solomonoff induction (SI), whose performance is competitive against all computable learners - albeit up to "constants" that become large when comparing against specialized methods that exploit background information. We therefore relativize SI to an information vantage point, biasing toward short programs with access to all preexisting information. This reframes the inductive bias: instead of seeking some absolute notion of simplicity, we favour accessibility with respect to our vantage point. An algorithm can only outpredict the relativized SI to the extent that its code contains additional information about the data, and no algorithm can generate such information. While SI is incomputable and hence not a practical algorithm, it provides a formal optimum for inference in the limit of infinite compute, and there is evidence to suggest that frontier AI systems roughly approximate it. Thus, the only known answer to meta-NFL is rooted in algorithmic information theory, which we should expect to play a fundamental role in explaining the generalization behaviour of modern (and future) AI systems.
Comments: Published at NeurIPS 2026 Position Paper Track
Subjects: Machine Learning (stat.ML); Artificial Intelligence (cs.AI); Information Theory (cs.IT); Machine Learning (cs.LG); Statistics Theory (math.ST)
MSC classes: 68Q32 (Primary) 62A01, 68Q30 (Secondary)
ACM classes: I.2.6; E.4
Cite as: arXiv:2609.34458 [stat.ML]
  (or arXiv:2609.34458v2 [stat.ML] for this version)
  https://doi.org/10.48550/arXiv.2609.34458

arXiv-issued DOI via DataCite

Submission history

From: Danica J. Sutherland [view email]
[v1] Mon, 28 Sep 2026 07:15:08 UTC (220 KB)
[v2] Wed, 4 Nov 2026 05:08:15 UTC (235 KB)

来源:arXiv cs.AI · arxiv.org