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arXiv cs.AI· Hendrik Luuk·· 2 小时前AI 评分44

AI 治理应优先管控控制权与知识边界,而非限制智能

AI Governance Should Prioritize Control and Knowledge Boundaries Over Limiting Intelligence

AI 导读

一篇 NeurIPS 2026 立场论文提出「能力回路」(IKC + KC + C)框架,将智能体的现实影响分解为智能介导的发现、程序性知识与直接控制三条路径,并以快速起飞争论为压力测试加以形式化。NK 适应度景观上的随机模拟显示,智能驱动的加速倍数受竞争智能水平之比的上界约束,且只有在假设空间有噪声时才显著出现。作者据此主张治理的主安全杠杆是限制控制权和执行知识边界,而非单纯限制智能。

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Abstract:The rapid proliferation of autonomously acting AI agents makes the governance of agentic systems urgent. We propose the competence circuit, summarized as IKC + KC + C, that decomposes an agent's real-world impact into three pathways: intelligence-mediated discovery, procedural know-how, and direct control. Using the canonical fast-takeoff debate as a stress test, we formalize the conditions for intelligence-mediated fast takeoff as a conjunction jointly sufficient for fast catastrophic supremacy, showing that most rely on rapid knowledge acquisition or control attainment rather than intelligence alone. We operationalize epistemic intelligence as hypothesis-selection efficiency and validate this framework via stochastic simulation on NK fitness landscapes across six scenarios spanning the conjunctive chain. An analytic bound supported by the simulations shows that intelligence-driven speedup is capped by the ratio of competing intelligence levels regardless of task difficulty. The simulations also expose a fast-takeoff dilemma: a large intelligence-driven speedup multiplier materializes only when the hypothesis space is noisy, but the absolute timescale remains constrained by the time required for capability-critical tests, so a large multiplier need not imply rapid progress. Simulations also indicate that institutional chokepoints disproportionately slow down superintelligent agents when mandatory authorization delays are large relative to the negligible time these agents spend on unproductive search. We argue that the dominant safety levers are restricting control and enforcing knowledge boundaries rather than limiting intelligence alone, and this applies to agentic systems at any capability level. Purely digital domains weaken these bottlenecks, strengthening the case for architectures that intentionally "put physics in the loop."
Comments: Accepted at the 40th Conference on Neural Information Processing Systems (NeurIPS 2026), Position Paper Track
Subjects: Artificial Intelligence (cs.AI)
Cite as: arXiv:2611.12941 [cs.AI]
  (or arXiv:2611.12941v1 [cs.AI] for this version)
  https://doi.org/10.48550/arXiv.2611.12941

arXiv-issued DOI via DataCite

Submission history

From: Hendrik Luuk [view email]
[v1] Fri, 6 Nov 2026 17:00:13 UTC (304 KB)

来源:arXiv cs.AI · arxiv.org